SFC Licences of LEE Kai Lam, Allen 李楷林

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
One China Securities Limited 一中證券有限公司 RE 1 03 October 2013
Elstone Securities Limited 千里碩證券有限公司 RE 1 01 April 2003 01 October 2013
Elstone Securities Limited 千里碩證券有限公司 RE 9 01 April 2003 12 August 2004
Elstone Securities Limited 千里碩證券有限公司 RE 6 01 April 2003 12 August 2004
Elstone Securities Limited 千里碩證券有限公司 RE 4 01 April 2003 12 August 2004