SFC Licences of HERON David

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Fortune Origin Securities Limited 富中證券有限公司 RO 9 09 July 2009
Fortune Origin Securities Limited 富中證券有限公司 RO 4 09 July 2009
Fortune Origin Securities Limited 富中證券有限公司 RO 1 09 July 2009
Independent Investment Partners Limited RO 4 15 December 2008 14 January 2009
Cardinalasia Consulting Limited 珈迪璐亞洲有限公司 RO 9 03 May 2005 12 February 2008
Cardinalasia Consulting Limited 珈迪璐亞洲有限公司 RO 4 03 May 2005 12 February 2008