SFC Licences of HERON David
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Fortune Origin Securities Limited 富中證券有限公司 | RO | 9 | 09 July 2009 | |
Fortune Origin Securities Limited 富中證券有限公司 | RO | 4 | 09 July 2009 | |
Fortune Origin Securities Limited 富中證券有限公司 | RO | 1 | 09 July 2009 | |
Independent Investment Partners Limited | RO | 4 | 15 December 2008 | 14 January 2009 |
Cardinalasia Consulting Limited 珈迪璐亞洲有限公司 | RO | 9 | 03 May 2005 | 12 February 2008 |
Cardinalasia Consulting Limited 珈迪璐亞洲有限公司 | RO | 4 | 03 May 2005 | 12 February 2008 |