SFC Licences of NESBITT David McWilliams

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
E-Belt Capital Limited 一帶資本有限公司 RO 9 12 July 2017
Rising Glory Finance Limited 榮旭金融有限公司 RO 9 23 January 2017 15 April 2017
Asia Pacific Investment Advisors Limited RO 9 23 June 2015 16 January 2017
Asia Pacific Investment Advisors Limited RO 6 23 June 2015 16 January 2017
Asia Pacific Investment Advisors Limited RO 4 23 June 2015 16 January 2017
Kima Capital Management Limited RO 9 18 October 2013 12 August 2014
Kima Capital Management Limited RE 9 04 October 2013 18 October 2013
Asia Pacific Investment Advisors Limited RO 9 07 October 2005 31 August 2013
Asia Pacific Investment Advisors Limited RO 6 07 October 2005 31 August 2013
Asia Pacific Investment Advisors Limited RO 4 07 October 2005 31 August 2013
Asia Pacific Investment Advisors Limited RO 6 25 August 2004 07 April 2005
Asia Pacific Investment Advisors Limited RO 9 13 November 2003 07 April 2005
Asia Pacific Investment Advisors Limited RO 4 13 November 2003 07 April 2005