SFC Licences of YAU Chiu Tong 邱朝棠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| FTFT International Securities and Futures Limited 富冊國際證券期貨有限公司 | RO | 2 | 27 March 2023 | |
| FTFT International Securities and Futures Limited 富冊國際證券期貨有限公司 | RO | 4 | 18 May 2021 | |
| FTFT International Securities and Futures Limited 富冊國際證券期貨有限公司 | RO | 1 | 28 April 2021 | |
| FTFT International Securities and Futures Limited 富冊國際證券期貨有限公司 | RE | 1 | 13 April 2021 | 28 April 2021 |
| Grand China Securities Limited 華業證券有限公司 | RE | 1 | 21 August 2020 | 07 April 2021 |
| China-Hong Kong Link Securities Company Limited 中港通證券有限公司 | RE | 1 | 14 December 2017 | 01 July 2020 |
| Luen Fat Securities Company Limited 聯發證券有限公司 | RE | 1 | 01 April 2003 | 31 January 2017 |
| Luen Fat Securities Company Limited 聯發證券有限公司 | RE | 6 | 01 April 2003 | 01 March 2005 |
| Luen Fat Securities Company Limited 聯發證券有限公司 | RE | 4 | 01 April 2003 | 01 March 2005 |
| Luen Fat Securities Company Limited 聯發證券有限公司 | RE | 9 | 01 April 2003 | 01 March 2005 |