SFC Licences of FAN Sheung Yam, Horace 范上欽
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| FB Securities (Hong Kong) Limited 富銀證券(香港)有限公司 | RO | 9 | 16 November 2004 | 09 June 2006 |
| FB Securities (Hong Kong) Limited 富銀證券(香港)有限公司 | RO | 4 | 16 November 2004 | 09 June 2006 |
| FB Securities (Hong Kong) Limited 富銀證券(香港)有限公司 | RO | 1 | 16 November 2004 | 09 June 2006 |
| Fubon Fund Management (Hong Kong) Limited 富邦基金管理(香港)有限公司 | RO | 9 | 27 October 2003 | 09 June 2006 |
| Fubon Fund Management (Hong Kong) Limited 富邦基金管理(香港)有限公司 | RO | 4 | 27 October 2003 | 09 June 2006 |
| Fubon Fund Management (Hong Kong) Limited 富邦基金管理(香港)有限公司 | RO | 1 | 27 October 2003 | 09 June 2006 |