SFC Licences of SHUM Wai Cheung 沈懷翔
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Henik Securities Limited 恒億證券有限公司 | RE | 1 | 01 April 2021 | |
| Wah Thai Securities Limited 華泰證券有限公司 | RE | 1 | 01 April 2003 | 31 July 2020 |
| Wah Thai Securities Limited 華泰證券有限公司 | RE | 6 | 01 April 2003 | 05 October 2004 |
| Wah Thai Securities Limited 華泰證券有限公司 | RE | 9 | 01 April 2003 | 05 October 2004 |
| Wah Thai Securities Limited 華泰證券有限公司 | RE | 4 | 01 April 2003 | 05 October 2004 |