SFC Licences of LEE Wah Kin 李華健

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Heritvest Wealth Management (Hong Kong) Co., Limited 瑞承財富管理(香港)有限公司 RE 1 20 March 2020 21 February 2021
Heritvest Wealth Management (Hong Kong) Co., Limited 瑞承財富管理(香港)有限公司 RO 2 07 December 2018 21 February 2021
Heritvest Wealth Management (Hong Kong) Co., Limited 瑞承財富管理(香港)有限公司 RO 1 07 December 2018 20 March 2020
Straits Financial (Hong Kong) Limited 時瑞金融(香港)有限公司 RO 2 17 November 2017 31 May 2018
Cinda International Futures Limited 信達國際期貨有限公司 RO 2 08 September 2010 01 February 2017
Cinda International Securities Limited 信達國際證券有限公司 RE 1 01 April 2003 01 February 2017
Cinda International Futures Limited 信達國際期貨有限公司 RE 2 01 April 2003 08 September 2010
Cinda International Investment Management Limited 信達國際投資管理有限公司 RE 3 01 April 2003 30 April 2010
Cinda International Futures Limited 信達國際期貨有限公司 RE 5 01 April 2003 23 December 2003
Cinda International Securities Limited 信達國際證券有限公司 RE 9 01 April 2003 23 December 2003
Cinda International Futures Limited 信達國際期貨有限公司 RE 9 01 April 2003 23 December 2003
Cinda International Securities Limited 信達國際證券有限公司 RE 7 01 April 2003 23 December 2003
Cinda International Securities Limited 信達國際證券有限公司 RE 6 01 April 2003 23 December 2003
Cinda International Securities Limited 信達國際證券有限公司 RE 4 01 April 2003 23 December 2003