SFC Licences of CHUNG Kwok Wai 鍾國威
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 09 December 2009 | 05 May 2010 |
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 09 December 2009 | 05 May 2010 |
Marco Polo Pure Asset Management Limited | RE | 9 | 26 June 2009 | 30 October 2009 |
Marco Polo Pure Asset Management Limited | RE | 4 | 26 June 2009 | 30 October 2009 |