SFC Licences of KWOK Shu To, Banny 郭樹滔
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Get Nice Securities Limited 結好證券有限公司 | RE | 1 | 26 September 2022 | 15 March 2024 |
| Red Eagle Securities Limited 漢英證券有限公司 | RO | 1 | 21 September 2018 | 28 February 2023 |
| Business Futures Limited 東信期貨有限公司 | RO | 2 | 11 December 2009 | 16 August 2018 |
| Business Futures Limited 東信期貨有限公司 | RE | 2 | 14 March 2007 | 11 December 2009 |
| Business Futures Limited 東信期貨有限公司 | RO | 2 | 14 September 2006 | 14 March 2007 |
| Business Securities Limited 東信證券有限公司 | RO | 1 | 01 April 2003 | 16 August 2018 |
| Business Futures Limited 東信期貨有限公司 | RE | 2 | 01 April 2003 | 14 September 2006 |
| Business Securities Limited 東信證券有限公司 | RO | 9 | 01 April 2003 | 25 September 2003 |
| Business Securities Limited 東信證券有限公司 | RO | 6 | 01 April 2003 | 25 September 2003 |
| Business Securities Limited 東信證券有限公司 | RO | 4 | 01 April 2003 | 25 September 2003 |
| Business Futures Limited 東信期貨有限公司 | RE | 9 | 01 April 2003 | 25 September 2003 |
| Business Futures Limited 東信期貨有限公司 | RE | 5 | 01 April 2003 | 25 September 2003 |