SFC Licences of PENALOZA Philip O. 蔡偉立
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SW Capital Management Limited 信永資本管理有限公司 | RE | 9 | 02 March 2023 | |
| SW Capital Management Limited 信永資本管理有限公司 | RE | 4 | 02 March 2023 | |
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 | RE | 9 | 24 August 2009 | 15 October 2013 |
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 | RE | 4 | 24 August 2009 | 15 October 2013 |
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 | RE | 1 | 24 August 2009 | 15 October 2013 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 | RE | 9 | 03 September 2008 | 10 February 2009 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 | RE | 5 | 03 September 2008 | 10 February 2009 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 | RE | 4 | 03 September 2008 | 10 February 2009 |