SFC Licences of HO Yiu Ming 何耀明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Phoenix Capital Securities Limited 英明證券有限公司 | RO | 9 | 27 June 2019 | 21 December 2022 |
| Phoenix Capital Securities Limited 英明證券有限公司 | RO | 2 | 04 August 2006 | 21 December 2022 |
| Phoenix Capital Asia Limited 英明融資有限公司 | RO | 6 | 01 April 2003 | 21 December 2022 |
| Phoenix Capital Asia Limited 英明融資有限公司 | RO | 4 | 01 April 2003 | 21 December 2022 |
| Phoenix Capital Securities Limited 英明證券有限公司 | RO | 1 | 01 April 2003 | 21 December 2022 |
| Phoenix Capital Securities Limited 英明證券有限公司 | RO | 9 | 01 April 2003 | 21 January 2005 |
| Phoenix Capital Securities Limited 英明證券有限公司 | RO | 6 | 01 April 2003 | 21 January 2005 |
| Phoenix Capital Securities Limited 英明證券有限公司 | RO | 4 | 01 April 2003 | 21 January 2005 |
| Phoenix Capital Asia Limited 英明融資有限公司 | RO | 9 | 01 April 2003 | 31 March 2004 |
| Phoenix Capital Futures Limited 英明期貨有限公司 | RO | 2 | 01 April 2003 | 19 November 2003 |
| Phoenix Capital Futures Limited 英明期貨有限公司 | RO | 5 | 01 April 2003 | 19 November 2003 |
| Phoenix Capital Futures Limited 英明期貨有限公司 | RO | 9 | 01 April 2003 | 19 November 2003 |