SFC Licences of MARCHINGTON Paul Anthony
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RO | 4 | 24 August 2021 | |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RO | 2 | 24 August 2021 | |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RO | 1 | 24 August 2021 | |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 01 August 2016 | 24 August 2021 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 01 August 2016 | 24 August 2021 |
UBS Securities Asia Limited | RE | 2 | 18 September 2015 | 21 October 2015 |
UBS Securities Asia Limited | RE | 1 | 18 September 2015 | 21 October 2015 |
UBS Securities Asia Limited | RE | 2 | 27 November 2014 | 05 December 2014 |
UBS Securities Asia Limited | RE | 1 | 27 November 2014 | 05 December 2014 |
UBS Securities Asia Limited | RE | 2 | 10 June 2014 | 14 June 2014 |
UBS Securities Asia Limited | RE | 1 | 10 June 2014 | 14 June 2014 |