SFC Licences of LAU Ching Ching 劉晶晶
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Bank of East Asia Limited, The 東亞銀行有限公司 | 9 | 10 June 2009 | ||
| East Asia Securities Company Limited 東亞證券有限公司 | RE | 1 | 23 December 2004 | |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 | RO | 4 | 01 April 2003 | 12 July 2007 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 | RO | 5 | 01 April 2003 | 12 July 2007 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 | RO | 9 | 01 April 2003 | 12 July 2007 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 | RO | 1 | 01 April 2003 | 12 July 2007 |
| East Asia Futures Limited 東亞期貨有限公司 | RE | 9 | 01 April 2003 | 02 February 2004 |
| East Asia Futures Limited 東亞期貨有限公司 | RE | 5 | 01 April 2003 | 02 February 2004 |
| East Asia Futures Limited 東亞期貨有限公司 | RE | 2 | 01 April 2003 |