SFC Licences of WARING Thomas Douglas Tremayne
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| orientiert International Markets Limited | RO | 1 | 29 June 2007 | 18 April 2008 |
| orientiert International Markets Limited | RO | 9 | 20 April 2007 | 18 April 2008 |
| orientiert International Markets Limited | RO | 4 | 20 April 2007 | 18 April 2008 |
| orientiert International Markets Limited | RE | 9 | 14 March 2007 | 20 April 2007 |
| orientiert International Markets Limited | RE | 4 | 14 March 2007 | 20 April 2007 |
| First State (Hong Kong) LLC | RO | 9 | 01 April 2003 | 31 August 2006 |
| First Sentier Investors (Hong Kong) Limited | RO | 1 | 01 April 2003 | 31 August 2006 |
| First Sentier Investors (Hong Kong) Limited | RO | 4 | 01 April 2003 | 31 August 2006 |
| First Sentier Investors (Hong Kong) Limited | RO | 9 | 01 April 2003 | 31 August 2006 |
| First State (Hong Kong) LLC | RO | 4 | 01 April 2003 | 31 August 2006 |
| First Sentier Investors (Hong Kong) Limited | RO | 6 | 01 April 2003 | 11 March 2005 |
| First State (Hong Kong) LLC | RO | 6 | 01 April 2003 | 11 March 2005 |