SFC Licences of LAU Chi Lam 劉志林
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 04 April 2014 | 02 October 2017 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 1 | 01 April 2003 | 29 March 2014 |
| Ong Asia Securities (HK) Limited 王證券(香港)有限公司 | RE | 1 | 01 April 2003 | 16 August 2003 |
| Ong Asia Securities (HK) Limited 王證券(香港)有限公司 | RE | 4 | 01 April 2003 | 16 August 2003 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 9 | 01 April 2003 | 16 August 2003 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 6 | 01 April 2003 | 16 August 2003 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 4 | 01 April 2003 | 16 August 2003 |
| Ong Asia Securities (HK) Limited 王證券(香港)有限公司 | RE | 9 | 01 April 2003 | 16 August 2003 |
| Ong Asia Securities (HK) Limited 王證券(香港)有限公司 | RE | 6 | 01 April 2003 | 16 August 2003 |