SFC Licences of TSANG Siu Hung, Simon 曾少雄

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Po Sang Securities Limited 寶生證券有限公司 RO 9 13 June 2018 19 June 2019
Po Sang Securities Limited 寶生證券有限公司 RO 5 17 February 2017 31 May 2022
Po Sang Securities Limited 寶生證券有限公司 RO 4 17 February 2017
Po Sang Securities Limited 寶生證券有限公司 RO 2 17 January 2017 31 May 2022
Po Sang Securities Limited 寶生證券有限公司 RO 1 17 January 2017
Po Sang Securities Limited 寶生證券有限公司 RE 2 23 November 2016 17 January 2017
Po Sang Securities Limited 寶生證券有限公司 RE 1 23 November 2016 17 January 2017
RE 9 01 April 2014 31 October 2016
South China Commodities Limited 南華期貨有限公司 RO 2 01 December 2011 31 October 2016
South China Securities Limited 南華證券投資有限公司 RO 1 01 December 2011 31 October 2016
South China Commodities Limited 南華期貨有限公司 RE 2 07 October 2011 01 December 2011
South China Securities Limited 南華證券投資有限公司 RE 1 07 October 2011 01 December 2011
RHB Futures Hong Kong Limited 興業金融期貨有限公司 RO 2 28 September 2005 30 September 2011
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 1 12 September 2005 30 September 2011
Wings Securities (HK) Limited 金鵬證券有限公司 RE 1 01 April 2003 01 September 2005
REXCAPITAL Futures Limited 御泰期貨有限公司 RO 2 01 April 2003 01 September 2005
Wings Securities (HK) Limited 金鵬證券有限公司 RE 4 01 April 2003 30 November 2004
REXCAPITAL Futures Limited 御泰期貨有限公司 RO 9 01 April 2003 30 November 2004
REXCAPITAL Futures Limited 御泰期貨有限公司 RO 5 01 April 2003 30 November 2004
Wings Securities (HK) Limited 金鵬證券有限公司 RE 9 01 April 2003 30 November 2004
Wings Securities (HK) Limited 金鵬證券有限公司 RE 6 01 April 2003 30 November 2004