SFC Licences of TSANG Siu Hung, Simon 曾少雄
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Po Sang Securities Limited 寶生證券有限公司 | RO | 9 | 13 June 2018 | 19 June 2019 |
Po Sang Securities Limited 寶生證券有限公司 | RO | 5 | 17 February 2017 | 31 May 2022 |
Po Sang Securities Limited 寶生證券有限公司 | RO | 4 | 17 February 2017 | |
Po Sang Securities Limited 寶生證券有限公司 | RO | 2 | 17 January 2017 | 31 May 2022 |
Po Sang Securities Limited 寶生證券有限公司 | RO | 1 | 17 January 2017 | |
Po Sang Securities Limited 寶生證券有限公司 | RE | 2 | 23 November 2016 | 17 January 2017 |
Po Sang Securities Limited 寶生證券有限公司 | RE | 1 | 23 November 2016 | 17 January 2017 |
RE | 9 | 01 April 2014 | 31 October 2016 | |
South China Commodities Limited 南華期貨有限公司 | RO | 2 | 01 December 2011 | 31 October 2016 |
South China Securities Limited 南華證券投資有限公司 | RO | 1 | 01 December 2011 | 31 October 2016 |
South China Commodities Limited 南華期貨有限公司 | RE | 2 | 07 October 2011 | 01 December 2011 |
South China Securities Limited 南華證券投資有限公司 | RE | 1 | 07 October 2011 | 01 December 2011 |
RHB Futures Hong Kong Limited 興業金融期貨有限公司 | RO | 2 | 28 September 2005 | 30 September 2011 |
RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 12 September 2005 | 30 September 2011 |
Wings Securities (HK) Limited 金鵬證券有限公司 | RE | 1 | 01 April 2003 | 01 September 2005 |
REXCAPITAL Futures Limited 御泰期貨有限公司 | RO | 2 | 01 April 2003 | 01 September 2005 |
Wings Securities (HK) Limited 金鵬證券有限公司 | RE | 4 | 01 April 2003 | 30 November 2004 |
REXCAPITAL Futures Limited 御泰期貨有限公司 | RO | 9 | 01 April 2003 | 30 November 2004 |
REXCAPITAL Futures Limited 御泰期貨有限公司 | RO | 5 | 01 April 2003 | 30 November 2004 |
Wings Securities (HK) Limited 金鵬證券有限公司 | RE | 9 | 01 April 2003 | 30 November 2004 |
Wings Securities (HK) Limited 金鵬證券有限公司 | RE | 6 | 01 April 2003 | 30 November 2004 |