SFC Licences of KWOK Siu Ha 郭少霞

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Tung Tak Securities (HK) Company Limited 同德證券(香港)有限公司 RE 4 01 April 2003 15 July 2003
Tung Tak Securities (HK) Company Limited 同德證券(香港)有限公司 RE 6 01 April 2003 15 July 2003
Tung Tak Securities (HK) Company Limited 同德證券(香港)有限公司 RE 9 01 April 2003 15 July 2003
Tung Tak Securities (HK) Company Limited 同德證券(香港)有限公司 RE 1 01 April 2003