SFC Licences of LAW Ching Yin 羅靜衍

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Stellar Securities Limited 恆星證券有限公司 RO 1 04 November 2016 01 May 2021
Tang Ping Kong Limited 太平行證券有限公司 RO 1 01 April 2003 31 October 2016
Tang Ping Kong Limited 太平行證券有限公司 RO 6 01 April 2003 24 December 2003
Tang Ping Kong Limited 太平行證券有限公司 RO 4 01 April 2003 24 December 2003
Tang Ping Kong Limited 太平行證券有限公司 RO 9 01 April 2003 24 December 2003