SFC Licences of TAM Wai Cheong 譚偉昌

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Orient Securities Limited 東方匯財證券有限公司 RO 4 15 February 2008 25 January 2010
Orient Securities Limited 東方匯財證券有限公司 RO 1 15 February 2008 25 January 2010
Orient Securities Limited 東方匯財證券有限公司 RE 1 01 March 2007 15 February 2008
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 1 06 May 2005 01 March 2006
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 06 May 2005 01 March 2006
JVSakk Asia Limited 匯通永利亞洲有限公司 RE 1 01 April 2003 03 May 2005
JVSakk Asia Limited 匯通永利亞洲有限公司 RE 6 01 April 2003 24 November 2003
JVSakk Asia Limited 匯通永利亞洲有限公司 RE 9 01 April 2003 24 November 2003
JVSakk Asia Limited 匯通永利亞洲有限公司 RE 4 01 April 2003 24 November 2003