SFC Licences of TAM Wai Cheong 譚偉昌
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Orient Securities Limited 東方匯財證券有限公司 | RO | 4 | 15 February 2008 | 25 January 2010 |
Orient Securities Limited 東方匯財證券有限公司 | RO | 1 | 15 February 2008 | 25 January 2010 |
Orient Securities Limited 東方匯財證券有限公司 | RE | 1 | 01 March 2007 | 15 February 2008 |
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 06 May 2005 | 01 March 2006 |
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 06 May 2005 | 01 March 2006 |
JVSakk Asia Limited 匯通永利亞洲有限公司 | RE | 1 | 01 April 2003 | 03 May 2005 |
JVSakk Asia Limited 匯通永利亞洲有限公司 | RE | 6 | 01 April 2003 | 24 November 2003 |
JVSakk Asia Limited 匯通永利亞洲有限公司 | RE | 9 | 01 April 2003 | 24 November 2003 |
JVSakk Asia Limited 匯通永利亞洲有限公司 | RE | 4 | 01 April 2003 | 24 November 2003 |