SFC Licences of TAM Kwok Wing 譚國榮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Chief Commodities Limited 致富期貨商品有限公司 | RE | 2 | 22 December 2003 | 08 October 2004 |
| Chief Securities Limited 致富證券有限公司 | RE | 1 | 30 October 2003 | 08 October 2004 |
| I & P Securities Limited 慶昌證券有限公司 | RO | 1 | 01 April 2003 | 06 August 2003 |
| I & P Securities Limited 慶昌證券有限公司 | RO | 4 | 01 April 2003 | 06 August 2003 |
| I & P Securities Limited 慶昌證券有限公司 | RO | 6 | 01 April 2003 | 06 August 2003 |
| I & P Securities Limited 慶昌證券有限公司 | RO | 9 | 01 April 2003 | 06 August 2003 |