SFC Licences of HONG Shu Kin, James 洪樹堅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | RO | 9 | 01 April 2003 | 31 October 2009 |
| UBS Asset Management (Hong Kong) Limited | RO | 4 | 01 April 2003 | 31 October 2009 |