SFC Licences of YIP Sau Tat, Warren 葉秀達
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Upbest Securities Company Limited 美建證券有限公司 | RE | 1 | 25 April 2008 | 01 November 2012 |
| Lee's Securities Company Limited 李氏證券有限公司 | RE | 1 | 03 July 2007 | 30 November 2007 |
| Ko's Brother Securities Company Limited 高氏兄弟証券有限公司 | RE | 1 | 08 July 2003 | 07 June 2007 |
| Ko's Brother (Securities) Company 高氏兄弟（股票）公司 | RE | 1 | 01 April 2003 | 20 June 2003 |
| Ko's Brother (Securities) Company 高氏兄弟（股票）公司 | RE | 9 | 01 April 2003 | 28 May 2003 |
| Ko's Brother (Securities) Company 高氏兄弟（股票）公司 | RE | 6 | 01 April 2003 | 28 May 2003 |
| Ko's Brother (Securities) Company 高氏兄弟（股票）公司 | RE | 4 | 01 April 2003 | 28 May 2003 |