SFC Licences of CHAN POON Kam Kee 陳潘金姬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Yuet Sheung International Securities Limited 粵商國際證券有限公司 | RE | 1 | 19 October 2021 | 29 February 2024 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 14 May 2018 | 31 May 2021 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 14 May 2018 | 31 May 2021 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 2 | 13 February 2017 | 30 April 2018 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 13 February 2017 | 30 April 2018 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 01 April 2003 | 12 February 2017 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 | RE | 2 | 01 April 2003 | 12 February 2017 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 9 | 01 April 2003 | 09 January 2004 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 6 | 01 April 2003 | 09 January 2004 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 4 | 01 April 2003 | 09 January 2004 |