SFC Licences of CHUM Ting Pong 覃定邦

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
ABCI Securities Company Limited 農銀國際證券有限公司 RE 1 28 May 2003 20 February 2016
KGI Wealth Management Limited 凱基財富管理有限公司 RE 1 01 April 2003 27 May 2003
KGI Wealth Management Limited 凱基財富管理有限公司 RE 9 01 April 2003 27 May 2003
KGI Wealth Management Limited 凱基財富管理有限公司 RE 6 01 April 2003 27 May 2003
KGI Wealth Management Limited 凱基財富管理有限公司 RE 4 01 April 2003 27 May 2003