SFC Licences of YUEN Tak Tim, Anthony 阮德添
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Sprout Asset Management (Asia) Limited | RE | 9 | 24 August 2021 | 10 September 2021 |
Sprout Asset Management (Asia) Limited | RE | 4 | 24 August 2021 | 10 September 2021 |
Sprout Asset Management (Asia) Limited | RE | 1 | 24 August 2021 | 10 September 2021 |
Sprout Asset Management (Asia) Limited | RO | 9 | 08 December 2014 | 24 August 2021 |
Sprout Asset Management (Asia) Limited | RO | 4 | 08 December 2014 | 24 August 2021 |
Sprout Asset Management (Asia) Limited | RO | 1 | 08 December 2014 | 24 August 2021 |
CASH Wealth Management Limited 時富財富管理有限公司 | RO | 9 | 17 January 2011 | 16 May 2011 |
CASH Wealth Management Limited 時富財富管理有限公司 | RO | 4 | 17 January 2011 | 16 May 2011 |
CASH Wealth Management Limited 時富財富管理有限公司 | RO | 1 | 17 January 2011 | 16 May 2011 |
LIS Investment Services Limited 德悅投資服務有限公司 | RO | 4 | 09 January 2008 | 23 July 2010 |