SFC Licences of LO Kai Yiu, Anthony 羅啟耀

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Mason Securities Limited 茂宸證券有限公司 RE 1 01 April 2003 12 December 2008
Mason Securities Limited 茂宸證券有限公司 RE 6 01 April 2003 31 March 2005
Mason Securities Limited 茂宸證券有限公司 RE 4 01 April 2003 31 March 2005
Mason Securities Limited 茂宸證券有限公司 RE 9 01 April 2003 08 March 2005
Mason Securities Limited 茂宸證券有限公司 RE 7 01 April 2003 08 March 2005