SFC Licences of YIM Kai Chung 嚴繼宗
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nittan Securities Asia Limited 溢勝證券亞洲有限公司 | RO | 1 | 21 May 2012 | |
| Nittan Securities Asia Limited 溢勝證券亞洲有限公司 | RE | 1 | 03 May 2012 | 21 May 2012 |
| Imperial Dragon Asset Management Limited 中國皇龍資產管理有限公司 | RO | 9 | 04 August 2010 | 31 December 2011 |
| Nittan Securities Asia Limited 溢勝證券亞洲有限公司 | RO | 1 | 12 July 2007 | 07 May 2010 |
| Nittan Securities Asia Limited 溢勝證券亞洲有限公司 | RE | 1 | 04 July 2007 | 12 July 2007 |
| Polaris Capital (Asia) Limited 寶來資本(亞洲)有限公司 | RO | 1 | 01 April 2003 | 30 June 2007 |