SFC Licences of CHAN Lok Siu 陳洛紹
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Yicko Securities Limited 益高證券有限公司 | RE | 1 | 21 May 2018 | 28 June 2019 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 13 February 2017 | 04 May 2018 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 13 August 2003 | 12 February 2017 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 | RE | 1 | 01 April 2003 | 12 August 2003 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 | RE | 4 | 01 April 2003 | 12 August 2003 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 | RE | 6 | 01 April 2003 | 12 August 2003 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 | RE | 9 | 01 April 2003 | 12 August 2003 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 | RE | 7 | 01 April 2003 | 12 August 2003 |