SFC Licences of THORBURN Mark Alexander

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 RE 2 05 January 2010 25 November 2010
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 15 July 2008 25 November 2010
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RO 1 08 March 2006 15 July 2008
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 22 August 2005 08 March 2006
SG Asset Finance (Hong Kong) Limited RO 1 17 August 2004 30 July 2005
SG Asset Finance (Hong Kong) Limited RE 1 31 July 2003 17 August 2004
Credit Agricole Indosuez Cheuvreux Securities (Hong Kong) Limited 東方匯理盛富香港證券有限公司 RE 1 31 July 2003 30 September 2003
SG Asset Finance (Hong Kong) Limited RE 7 01 June 2003 20 June 2003
SG Asset Finance (Hong Kong) Limited RE 1 01 June 2003 20 June 2003
Credit Agricole Indosuez Cheuvreux Securities (Hong Kong) Limited 東方匯理盛富香港證券有限公司 RE 1 01 June 2003 20 June 2003
SG Asset Finance (Hong Kong) Limited RO 1 01 April 2003 31 July 2003
Credit Agricole Indosuez Cheuvreux Securities (Hong Kong) Limited 東方匯理盛富香港證券有限公司 RO 1 01 April 2003 31 July 2003
SG Asset Finance (Hong Kong) Limited RO 7 01 April 2003 09 July 2003