SFC Licences of WU Kwok Wai, Simon 鄔國威
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 | RE | 2 | 02 August 2005 | |
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 02 August 2005 | |
REXCAPITAL Futures Limited 御泰期貨有限公司 | RE | 2 | 27 February 2004 | 02 August 2005 |
Wings Securities (HK) Limited 金鵬證券有限公司 | RE | 1 | 27 February 2004 | 02 August 2005 |