SFC Licences of CHENG Siu Chung 鄭少忠

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SW Capital Management Limited 信永資本管理有限公司 RE 9 15 May 2023
SW Capital Management Limited 信永資本管理有限公司 RE 4 15 May 2023
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 2 24 June 2008 10 July 2009
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 24 June 2008 10 July 2009
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 24 June 2008 10 July 2009