SFC Licences of CHENG Siu Chung 鄭少忠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
SW Capital Management Limited 信永資本管理有限公司 | RE | 9 | 15 May 2023 | |
SW Capital Management Limited 信永資本管理有限公司 | RE | 4 | 15 May 2023 | |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 24 June 2008 | 10 July 2009 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 24 June 2008 | 10 July 2009 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 24 June 2008 | 10 July 2009 |