SFC Licences of LUK Simon 陸東全

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Zhanlin Securities Limited 展麟證券有限公司	RO	1	01 December 2023
Zhanlin Securities Limited 展麟證券有限公司	RO	4	15 July 2022
Zhanlin Securities Limited 展麟證券有限公司	RE	1	22 February 2021	01 December 2023
Zhanlin Securities Limited 展麟證券有限公司	RO	4	23 September 2020	23 March 2021
Zhanlin Securities Limited 展麟證券有限公司	RO	9	23 September 2020
Thoth Investment Management Limited 慧文投資管理有限公司	RO	9	22 November 2016	14 September 2020
W. Falcon Asset Management (Asia) Limited 年興行資產管理(亞洲)有限公司	RO	9	17 July 2014	12 November 2016
Capital Focus Asset Management Limited 匯駿資產管理有限公司	RO	9	28 February 2011	13 November 2013
Capital Focus Asset Management Limited 匯駿資產管理有限公司	RE	9	07 October 2010	28 February 2011
Money Concepts (Asia) Limited 美國萬利理財有限公司	RO	9	12 June 2007	21 July 2010
Money Concepts (Asia) Limited 美國萬利理財有限公司	RO	4	09 December 2005	21 July 2010
Money Concepts (Asia) Limited 美國萬利理財有限公司	RE	4	20 September 2004	09 December 2005
Money Concepts (Asia) Limited 美國萬利理財有限公司	RE	9	20 September 2004	07 December 2005
Money Concepts (Asia) Limited 美國萬利理財有限公司	RO	9	17 September 2003	20 September 2004
Money Concepts (Asia) Limited 美國萬利理財有限公司	RO	4	17 September 2003	20 September 2004