SFC Licences of LAU Kar Yee 劉嘉儀

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Hang Tai Securities Limited 恒泰證券有限公司 RE 1 25 June 2014 31 December 2019
Vantum Futures Limited 雋一期貨有限公司 RE 2 13 September 2013 31 December 2019
Tung Tai Securities Company Limited 東泰證券有限公司 RE 1 13 September 2013 31 December 2019
Celestial Securities Limited 時富證券有限公司 RE 3 24 March 2004 30 October 2011
Celestial Commodities Limited 時富商品有限公司 RE 2 01 April 2003 08 September 2013
Celestial Securities Limited 時富證券有限公司 RE 1 01 April 2003 08 September 2013
Celestial Commodities Limited 時富商品有限公司 RE 9 01 April 2003 04 March 2004
Celestial Commodities Limited 時富商品有限公司 RE 5 01 April 2003 04 March 2004
Celestial Finance Limited 時富財務有限公司 RE 8 01 April 2003 04 March 2004
Celestial Commodities Limited 時富商品有限公司 RE 7 01 April 2003 02 March 2004
Celestial Securities Limited 時富證券有限公司 RE 6 01 April 2003 19 February 2004
Celestial Securities Limited 時富證券有限公司 RE 4 01 April 2003 19 February 2004
Celestial Securities Limited 時富證券有限公司 RE 7 01 April 2003 19 February 2004
Celestial Securities Limited 時富證券有限公司 RE 9 01 April 2003 19 February 2004