SFC Licences of LAU Kar Yee 劉嘉儀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Hang Tai Securities Limited 恒泰證券有限公司 | RE | 1 | 25 June 2014 | 31 December 2019 |
Vantum Futures Limited 雋一期貨有限公司 | RE | 2 | 13 September 2013 | 31 December 2019 |
Tung Tai Securities Company Limited 東泰證券有限公司 | RE | 1 | 13 September 2013 | 31 December 2019 |
Celestial Securities Limited 時富證券有限公司 | RE | 3 | 24 March 2004 | 30 October 2011 |
Celestial Commodities Limited 時富商品有限公司 | RE | 2 | 01 April 2003 | 08 September 2013 |
Celestial Securities Limited 時富證券有限公司 | RE | 1 | 01 April 2003 | 08 September 2013 |
Celestial Commodities Limited 時富商品有限公司 | RE | 9 | 01 April 2003 | 04 March 2004 |
Celestial Commodities Limited 時富商品有限公司 | RE | 5 | 01 April 2003 | 04 March 2004 |
Celestial Finance Limited 時富財務有限公司 | RE | 8 | 01 April 2003 | 04 March 2004 |
Celestial Commodities Limited 時富商品有限公司 | RE | 7 | 01 April 2003 | 02 March 2004 |
Celestial Securities Limited 時富證券有限公司 | RE | 6 | 01 April 2003 | 19 February 2004 |
Celestial Securities Limited 時富證券有限公司 | RE | 4 | 01 April 2003 | 19 February 2004 |
Celestial Securities Limited 時富證券有限公司 | RE | 7 | 01 April 2003 | 19 February 2004 |
Celestial Securities Limited 時富證券有限公司 | RE | 9 | 01 April 2003 | 19 February 2004 |