SFC Licences of CHU Wai Man 朱維民
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 | RE | 2 | 01 April 2003 | 04 August 2008 |
Karl Thomson Finance Limited 高信財務有限公司 | RE | 8 | 01 April 2003 | 04 August 2008 |
Karl-Thomson Securities Company Limited 高信證券有限公司 | RE | 1 | 01 April 2003 | 04 August 2008 |
Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 | RE | 5 | 01 April 2003 | 10 May 2004 |
Karl-Thomson Securities Company Limited 高信證券有限公司 | RE | 9 | 01 April 2003 | 10 May 2004 |
Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 | RE | 9 | 01 April 2003 | 10 May 2004 |
Karl-Thomson Securities Company Limited 高信證券有限公司 | RE | 4 | 01 April 2003 | 10 May 2004 |
Karl-Thomson Securities Company Limited 高信證券有限公司 | RE | 6 | 01 April 2003 | 10 May 2004 |
Karl-Thomson Securities Company Limited 高信證券有限公司 | RE | 7 | 01 April 2003 | 10 May 2004 |