SFC Licences of YU Ping Tong 余炳棠

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
iFAST Global Markets (HK) Limited 奕豐環球市場(香港)有限公司	RE	4	12 October 2022
iFAST Global Markets (HK) Limited 奕豐環球市場(香港)有限公司	RE	1	12 October 2022
Nerico Brothers Limited	RE	2	18 June 2013	04 May 2022
Nerico Brothers Limited	RO	9	07 December 2012	04 May 2022
Nerico Brothers Limited	RE	1	26 November 2012	04 May 2022
Nerico Brothers Limited	RE	9	26 November 2012	07 December 2012
Broadway Wealth Management Limited 博偉財富管理有限公司	RO	9	05 June 2008	15 August 2012
Broadway Wealth Management Limited 博偉財富管理有限公司	RO	4	05 June 2008	15 August 2012
Broadway Wealth Management Limited 博偉財富管理有限公司	RE	9	20 May 2008	05 June 2008
Broadway Wealth Management Limited 博偉財富管理有限公司	RE	4	20 May 2008	05 June 2008
Lion Global Financial Limited 獅瀚環球金融有限公司	RO	9	09 February 2007	27 April 2008
Lion Global Financial Limited 獅瀚環球金融有限公司	RO	4	09 February 2007	27 April 2008
Lion Global Financial Limited 獅瀚環球金融有限公司	RE	9	06 September 2006	09 February 2007
Lion Global Financial Limited 獅瀚環球金融有限公司	RE	4	06 September 2006	09 February 2007
BMI Funds Management Limited 邦盟滙駿基金管理有限公司	RO	9	14 July 2003	27 June 2006
BMI Funds Management Limited 邦盟滙駿基金管理有限公司	RO	4	14 July 2003	27 June 2006
Broadway Wealth Management Limited 博偉財富管理有限公司	RO	9	01 April 2003	03 June 2003
Broadway Wealth Management Limited 博偉財富管理有限公司	RO	6	01 April 2003	03 June 2003
Broadway Wealth Management Limited 博偉財富管理有限公司	RO	4	01 April 2003	03 June 2003