SFC Licences of LO Siu Fai 盧少輝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Selina & Co. Limited 永高證券有限公司 | RO | 1 | 10 November 2022 | |
Cityline Securities Limited 城利證券有限公司 | RO | 1 | 31 October 2018 | 31 October 2021 |
Chief Securities Limited 致富證券有限公司 | RE | 1 | 04 April 2006 | 21 September 2018 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 01 April 2003 | 17 March 2006 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 9 | 01 April 2003 | 05 February 2004 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 6 | 01 April 2003 | 05 February 2004 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 4 | 01 April 2003 | 05 February 2004 |