SFC Licences of WAI Hing Hung 衛慶熊

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 03 October 2017 29 June 2019
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 19 August 2014 29 June 2019
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 19 August 2014 02 October 2017
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 RO 2 10 October 2005 24 February 2014
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RO 1 10 October 2005 24 February 2014
Aisance Asset Management Limited 君達資產管理有限公司 RO 2 25 July 2003 28 February 2005
KGI Securities (Korea) International Limited RO 1 25 July 2003 20 September 2004
KGI Asia Limited 凱基證券亞洲有限公司 RO 1 01 April 2003 12 April 2005
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 RO 1 01 April 2003 12 April 2005
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RO 5 01 April 2003 12 April 2005
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RO 2 01 April 2003 12 April 2005
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 RO 4 01 April 2003 12 April 2005
KGI Asia Limited 凱基證券亞洲有限公司 RO 4 01 April 2003 12 April 2005
KGI Asia Limited 凱基證券亞洲有限公司 RO 9 01 April 2003 24 July 2003
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RO 9 01 April 2003 24 July 2003
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 RO 9 01 April 2003 24 July 2003
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 RO 7 01 April 2003 21 July 2003