SFC Licences of LAM Kin Pong, James 林建邦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RO | 4 | 01 February 2006 | 01 November 2019 |
| CITIC Frontier China Research Limited 中信投資研究有限公司 | RE | 4 | 29 July 2004 | 01 February 2006 |