SFC Licences of KWAN Kai Ming 關繼明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Stockwell Securities Limited 常滙證券有限公司 | RE | 1 | 01 July 2022 | 31 August 2022 |
| Stockwell Securities Limited 常匯證券有限公司 | RE | 1 | 04 February 2010 | 30 June 2022 |
| Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 | RE | 1 | 01 April 2003 | 30 June 2008 |
| Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 | RE | 4 | 01 April 2003 | 27 May 2003 |
| Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 | RE | 9 | 01 April 2003 | 27 May 2003 |
| Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 | RE | 7 | 01 April 2003 | 27 May 2003 |
| Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 | RE | 6 | 01 April 2003 | 27 May 2003 |