SFC Licences of KAN Lai Kuen, Alice 簡麗娟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BLS Capital Limited 百翱資本有限公司 | RO | 9 | 24 February 2022 | |
| VC International Asset Management Limited 匯盈國際資產管理有限公司 | RO | 9 | 28 September 2005 | 01 April 2015 |
| Asia Investment Management Limited 亞洲資產管理有限公司 | RO | 9 | 01 April 2003 | 08 October 2021 |
| Asia Investment Management Limited 亞洲資產管理有限公司 | RO | 6 | 01 April 2003 | 08 October 2021 |
| Asia Investment Management Limited 亞洲資產管理有限公司 | RO | 4 | 01 April 2003 | 08 October 2021 |
| Asia Investment Research Limited 亞洲投資研究有限公司 | RO | 9 | 01 April 2003 | 28 September 2016 |
| Asia Investment Research Limited 亞洲投資研究有限公司 | RO | 4 | 01 April 2003 | 28 September 2016 |
| Asia Investment Research Limited 亞洲投資研究有限公司 | RO | 6 | 01 April 2003 | 15 March 2005 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 | RO | 1 | 01 April 2003 | 23 March 2004 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 | RO | 6 | 01 April 2003 | 23 March 2004 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 | RO | 9 | 01 April 2003 | 23 February 2004 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 | RO | 4 | 01 April 2003 | 23 February 2004 |