SFC Licences of CHAPMAN David William

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Wealth Management Group Limited RE 9 19 November 2007 30 September 2013
Private Capital Limited RE 9 06 September 2004 17 August 2005
Private Capital Limited RE 4 06 September 2004 17 August 2005
UKFP (Asia) HK Limited RE 1 01 April 2003 03 September 2004
UKFP (Asia) HK Limited RE 4 01 April 2003 03 September 2004
UKFP (Asia) HK Limited RE 9 01 April 2003 03 September 2004
UKFP (Asia) HK Limited RE 6 01 April 2003 25 August 2004