SFC Licences of CHAPMAN David William
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Wealth Management Group Limited | RE | 9 | 19 November 2007 | 30 September 2013 |
Private Capital Limited | RE | 9 | 06 September 2004 | 17 August 2005 |
Private Capital Limited | RE | 4 | 06 September 2004 | 17 August 2005 |
UKFP (Asia) HK Limited | RE | 1 | 01 April 2003 | 03 September 2004 |
UKFP (Asia) HK Limited | RE | 4 | 01 April 2003 | 03 September 2004 |
UKFP (Asia) HK Limited | RE | 9 | 01 April 2003 | 03 September 2004 |
UKFP (Asia) HK Limited | RE | 6 | 01 April 2003 | 25 August 2004 |