SFC Licences of LAU Chun Fai, Dennis 劉振輝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Aviva Portfolio Investment Services Limited | RO | 1 | 30 April 2009 | 15 May 2009 |
FWD Financial Planning Limited 富衛財務策劃有限公司 | RE | 4 | 21 May 2007 | 08 October 2008 |
Allianz Global Investors Hong Kong Limited | RE | 4 | 12 April 2006 | 10 January 2007 |
Allianz Global Investors Hong Kong Limited | RE | 1 | 04 May 2005 | 10 January 2007 |
Allianz Global Investors Hong Kong Limited | RE | 4 | 13 November 2003 | 03 August 2005 |