SFC Licences of LAU Yee Tak 劉義德
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Wintech Securities Limited 盈泰證券有限公司 | RE | 1 | 05 August 2008 | 15 May 2014 |
| Sun Growth Securities Limited 志昇証券有限公司 | RE | 1 | 01 April 2003 | 06 July 2008 |
| Sun Growth Securities Limited 志昇証券有限公司 | RE | 4 | 01 April 2003 | 23 June 2004 |
| Sun Growth Securities Limited 志昇証券有限公司 | RE | 6 | 01 April 2003 | 23 June 2004 |
| Sun Growth Securities Limited 志昇証券有限公司 | RE | 9 | 01 April 2003 | 23 June 2004 |