SFC Licences of LIN Shuk Kwan, Cindy 練淑群
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Open Securities Limited 開盤證券有限公司 | RE | 2 | 17 August 2011 | 11 June 2017 |
| Open Securities Limited 開盤證券有限公司 | RE | 1 | 24 December 2003 | 11 June 2017 |
| ASG Brokerage Limited 亞洲環球證券經紀有限公司 | RE | 1 | 01 April 2003 | 18 December 2003 |
| ASG Futures Limited 亞洲環球期貨有限公司 | RE | 2 | 01 April 2003 | 18 December 2003 |
| ASG Brokerage Limited 亞洲環球證券經紀有限公司 | RE | 4 | 01 April 2003 | 08 September 2003 |
| ASG Futures Limited 亞洲環球期貨有限公司 | RE | 9 | 01 April 2003 | 08 September 2003 |
| ASG Futures Limited 亞洲環球期貨有限公司 | RE | 5 | 01 April 2003 | 08 September 2003 |
| ASG Brokerage Limited 亞洲環球證券經紀有限公司 | RE | 9 | 01 April 2003 | 08 September 2003 |
| ASG Brokerage Limited 亞洲環球證券經紀有限公司 | RE | 6 | 01 April 2003 | 08 September 2003 |