SFC Licences of CHAN Chung Shing 陳仲成
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Wing Fung Securities Limited 永豐證券有限公司 | RE | 9 | 25 June 2019 | |
Wing Fung Futures Limited 永豐期貨有限公司 | RO | 2 | 23 July 2018 | |
Wing Fung Securities Limited 永豐證券有限公司 | RO | 1 | 23 July 2018 | |
Wing Fung Futures Limited 永豐期貨有限公司 | RE | 2 | 19 October 2015 | 23 July 2018 |
Wing Fung Securities Limited 永豐證券有限公司 | RE | 1 | 19 October 2015 | 23 July 2018 |
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 09 January 2013 | 15 May 2015 |
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 2 | 10 October 2012 | 15 May 2015 |
Jefferies Bache (Hong Kong) Limited | RE | 2 | 03 January 2012 | 30 November 2012 |
HSBC Futures (Singapore) Pte Ltd | RO | 5 | 07 January 2010 | 24 September 2011 |
HSBC Futures (Singapore) Pte Ltd | RO | 2 | 07 January 2010 | 24 September 2011 |
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 | RE | 2 | 27 August 2009 | 24 September 2011 |
HSBC Futures (Singapore) Pte Ltd | RE | 2 | 27 August 2009 | 07 January 2010 |
SG Asset Finance (Hong Kong) Limited | RE | 2 | 15 October 2008 | 20 June 2009 |
SG Asset Finance (Hong Kong) Limited | RE | 1 | 15 October 2008 | 20 June 2009 |
Newedge Broker Hong Kong Limited 新際經紀香港有限公司 | RE | 2 | 18 March 2008 | 20 June 2009 |
Newedge Broker Limited 新際經紀有限公司 | RO | 7 | 05 January 2004 | 20 June 2009 |
Newedge Broker Limited 新際經紀有限公司 | RO | 2 | 05 January 2004 | 20 June 2009 |
Newedge Broker Limited 新際經紀有限公司 | RO | 1 | 05 January 2004 | 20 June 2009 |
Newedge Broker Limited 新際經紀有限公司 | RE | 1 | 01 April 2003 | 05 January 2004 |
Newedge Broker Limited 新際經紀有限公司 | RE | 2 | 01 April 2003 | 05 January 2004 |
Newedge Broker Limited 新際經紀有限公司 | RE | 7 | 01 April 2003 | 05 January 2004 |
Newedge Broker Limited 新際經紀有限公司 | RE | 9 | 01 April 2003 | 07 June 2003 |
Newedge Broker Limited 新際經紀有限公司 | RE | 5 | 01 April 2003 | 07 June 2003 |