SFC Licences of CHAN Siu Man 陳少文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| YF Securities Company Limited 怡發證券有限公司 | RE | 1 | 28 July 2017 | 13 February 2019 |
| YF Futures Company Limited 怡發期貨有限公司 | RO | 2 | 29 March 2017 | 13 February 2019 |
| Phoenix Capital Securities Limited 英明證券有限公司 | RO | 2 | 03 July 2006 | 01 October 2016 |
| Phoenix Capital Futures Limited 英明期貨有限公司 | RO | 2 | 01 April 2003 | 03 July 2006 |
| Phoenix Capital Futures Limited 英明期貨有限公司 | RO | 9 | 01 April 2003 | 21 January 2005 |
| Phoenix Capital Futures Limited 英明期貨有限公司 | RO | 5 | 01 April 2003 | 21 January 2005 |