SFC Licences of SUM Wing Siu 岑永兆
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 | RE | 9 | 08 November 2007 | 09 May 2008 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 | RE | 4 | 08 November 2007 | 09 May 2008 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 | RE | 1 | 08 November 2007 | 09 May 2008 |
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 | RE | 4 | 08 May 2007 | 28 June 2007 |
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 | RE | 1 | 08 May 2007 | 28 June 2007 |
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 | RE | 9 | 09 November 2005 | 28 June 2007 |