SFC Licences of LAW Chi Cheong, Franco 羅志昌

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Soliton Securities Limited 善恆證券有限公司 RO 4 03 January 2019
Soliton Securities Limited 善恆證券有限公司 RO 1 03 January 2019
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RO 2 10 May 2016 31 October 2018
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RO 1 10 May 2016 31 October 2018
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE 2 27 July 2006 10 May 2016
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE 1 01 April 2003 10 May 2016
DBS Vickers Securities (Hong Kong) Limited DBS唯高達証券有限公司 RE 1 01 April 2003 30 October 2003
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE 4 01 April 2003 21 October 2003
DBS Vickers Securities (Hong Kong) Limited DBS唯高達証券有限公司 RE 9 01 April 2003 21 October 2003
DBS Vickers Securities (Hong Kong) Limited DBS唯高達証券有限公司 RE 4 01 April 2003 21 October 2003
DBS Vickers Securities (Hong Kong) Limited DBS唯高達証券有限公司 RE 6 01 April 2003 21 October 2003
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE 9 01 April 2003 13 October 2003
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE 6 01 April 2003 13 October 2003