SFC Licences of HUNG Kai Wah 熊啟華

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Asia Limited 凱基證券亞洲有限公司
RE 1 25 September 2020
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司
RE 2 25 September 2020
South China Securities Limited 南華證券投資有限公司
RE 1 10 April 2017 18 September 2020
South China Commodities Limited 南華期貨有限公司
RE 2 10 April 2017 18 September 2020
South China Forex Limited 南華外匯有限公司
RE 3 10 April 2017 18 September 2020
Excellent Tide Limited 佳湧有限公司
RE 1 28 March 2017 30 March 2017
Excellent Tide Limited 佳湧有限公司
RO 1 11 October 2016 28 March 2017
South China Forex Limited 南華外匯有限公司
RE 3 03 December 2010 11 October 2016
South China Commodities Limited 南華期貨有限公司
RE 2 01 April 2003 11 October 2016
South China Securities Limited 南華證券投資有限公司
RE 1 01 April 2003 11 October 2016
South China Commodities Limited 南華期貨有限公司
RE 5, 9 01 April 2003 18 February 2004
South China Securities Limited 南華證券投資有限公司
RE 4, 6, 7, 9 01 April 2003 18 February 2004
SCtrade.com Limited 南華互動金融網有限公司
RE 1, 4, 9 01 April 2003 09 February 2004