SFC Licences of LAU Chi Yin 劉治延
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 04 June 2018 | 28 January 2022 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 04 June 2018 | 28 January 2022 |
| Corporate Brokers Limited 協聯證券有限公司 | RE | 1 | 01 April 2003 | 05 May 2018 |
| Corporate Commodities Limited 協聯期貨有限公司 | RE | 2 | 01 April 2003 | 05 May 2018 |
| Corporate Brokers Limited 協聯證券有限公司 | RE | 9 | 01 April 2003 | 19 February 2004 |
| Corporate Brokers Limited 協聯證券有限公司 | RE | 7 | 01 April 2003 | 19 February 2004 |
| Corporate Brokers Limited 協聯證券有限公司 | RE | 6 | 01 April 2003 | 19 February 2004 |
| Corporate Brokers Limited 協聯證券有限公司 | RE | 4 | 01 April 2003 | 19 February 2004 |
| Corporate Commodities Limited 協聯期貨有限公司 | RE | 5 | 01 April 2003 | 18 February 2004 |
| Corporate Commodities Limited 協聯期貨有限公司 | RE | 9 | 01 April 2003 | 18 February 2004 |